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December 12, 2022

Compliance Officer

We are looking for Compliance Officer to join our Singapore team!

Funderbeam is the world’s first regulated marketplace that enables investors to invest in global growth companies and trade those investments.  Funderbeam was founded in 2013 and has offices in London, Singapore, Tallinn, and Zagreb.

We are looking for a person who shares our Funderbeam statements that: Startups and private companies need a novel and global access to private capital markets; Partnerships rule over competition; and, Deals are for closing. 

The Compliance Officer is responsible for the day-to-day compliance and surveillance operations of Funderbeam Markets Pte Ltd including the oversight, management and implementation of the firm’s regulatory policies and procedures.

The Compliance Officer  will advise relevant staff in compliance matters and coordinate and liaise closely with various business functions and have day-to-day contact with the Singapore Board on all matters of strategic importance.

What will you do in the role? 

  • Develop and continually update all compliance policies which are appropriate to the size and complexity of the business, and which meet regulatory requirements.
  • Provision of periodic management information to the Board (incl. risk assessment, compliance activity, legislative developments) including annual Compliance and Surveillance Report.
  • Develop and roll out a training program for all staff, in particular new starters.
  • Maintenance, update, and operation Establishing and maintaining relevant surveillance activities on the RMO platform.
  • Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative developments.
  • Act as the firm’s AML Reporting Officer (MLRO) and have day-to-day operational responsibility for oversight of effective anti-money laundering (“AML”) and counter-terrorist financing (“CTF”) systems and controls, and screening and monitoring clients against lists of persons and activities under international financial sanctions (“Sanctions’).

What we are looking for?

  • At least 5 years of experience in compliance
  • Bachelor’s degree or equivalent degree from a recognised university or an equivalent professional qualification
  • Comply with the Singapore Capital Markets and Financial Advisory Services examination requirements
  • Excellent written and spoken English essential
  • Knowledge of other languages is an advantage
  • Analytical and problem solving attitude
  • High level communication skills
  • Decision making skills
  • Ability to work individually and in team

What do we offer?

  • You’ll be working with a top notch team. We don’t compromise when it comes to hiring.
  • A competitive salary and inspiring atmosphere with excellent co-workers.
  • Autonomy, excellent exposure to management, input into company direction, ideas, and growth.
  • Opportunity to participate in Funderbeam’s employee option scheme
  • Annual leave of 25 days. 

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You should ensure you carefully read the Risk Disclosure Statement before deciding to proceed with any investment or transaction, including making a purchase of securities via the Marketplace. Funderbeam has taken steps to ensure that company and securities offering information is clear, fair and not misleading in accordance with its internal verification procedures. Funderbeam does not provide investment advice or any recommendation to invest. Any investment opportunity on this website should not be considered as an offer to the public and is not directed at or offered to anyone to whom it may not be so directed or offered, or located in a jurisdiction where it is unlawful to do so.

This page provides you with an overview of the services provided by different entities belonging to Funderbeam Group. In this page, we generally refer to the group as “Funderbeam”, “we”, “us” or “our”.

It is important to note that funds are raised, investments are made and trade orders are placed through three service provider entities: Funderbeam Markets AS (FBAS) (authorised and regulated by the Estonian Financial Supervision Authority under permit 4.1-1/212), Funderbeam Markets Limited (FML (authorised and regulated by the UK Financial Conduct Authority under FRN 794918), and (for trade orders only) Funderbeam Markets Pte. Ltd., (FB Pte). FBAS and FML are MIFID investment firms.

A Funderbeam client (whether investor or company) is a client of the service provider and under the protection of the requirements of the regulator under which that service provider operates: An EEA client’s service provider is FBAS, a UK/ non-EEA/ non-Singapore client’s service provider is FML, and a Singapore client’s service provider is FB Pte.

The Marketplace is operated as an organised market by Funderbeam Markets Pte. Ltd., in Singapore as a Recognised Market Operator (RMO) under the supervision of the Monetary Authority of Singapore. FBAS and FML are Trading Members of the RMO’s Marketplace. Access to the Marketplace for EEA and non-EEA clients is only provided by and through such clients’ service provider (ie FBAS or FML). The Marketplace does not provide services directly to investors outside Singapore.

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