Will all companies be tradable?

Fundraising or Listed companies can choose to be admitted to trade and may consider delisting should it be appropriate. The below offers a few examples of regularly asked questions to assist with company consideration.

Do companies have to be admitted to the Singapore marketplace, in order for their securities to be traded on Funderbeam?

Yes. Funderbeam now enables trading in company securities via its Marketplace, as operated and regulated in Singapore, by our Singapore entity.

It is possible that a company raises funds with us and is on our Platform, but decides that they do not wish to be admitted to the Marketplace, and so they do not enable trading in their securities. This does not affect an investor’s holding in that company via Funderbeam, and the company must still comply with its existing obligations as set out in its investment agreements to provide regular updates to investors via our Platform. However, the company’s securities are not admitted and cannot be traded via Funderbeam’s Marketplace.

Might a company be delisted from the Funderbeam platform or the Funderbeam Marketplace in the future?

There may be a situation in which a company is to leave our Platform entirely, meaning that for example, the nominee shareholding arrangements we put in place will need to be unwound for all shareholders. This will take place only if an exit event (as defined in the investment agreements) occurs, in the unfortunate event of a company being insolvent, or where all investors agree to the nominee arrangements being terminated. If the decision for a company to exit the Platform is made, Marketplace trading for that company would also no longer be possible.

Also, companies on the Marketplace may decide in the future that they no longer wish to have trading enabled, although they may not want to fully delist. In that case, the company will stay on our Platform, investors retain their holdings via Funderbeam in the same way, and the obligations to report remain, but trading will no longer happen. Our procedure requires that a significant majority of the company’s investors consent to that decision, in order to balance the company’s objectives and goals with the rights of its investors.

If you have any questions around the topic please do reach out to the team for us to go into more detail.

The information about the investment opportunities profiled on this website is provided for general information and marketing purposes only and should not be considered an invitation or inducement to engage in any investment activity. Complete and comprehensive information about an investment opportunity is only available only to investors who have been approved by a Funderbeam group entity.

You should ensure you carefully read the Risk Disclosure Statement before deciding to proceed with any investment or transaction, including making a purchase of securities via the Marketplace. Funderbeam has taken steps to ensure that company and securities offering information is clear, fair and not misleading in accordance with its internal verification procedures. Funderbeam does not provide investment advice or any recommendation to invest. Any investment opportunity on this website should not be considered as an offer to the public and is not directed at or offered to anyone to whom it may not be so directed or offered, or located in a jurisdiction where it is unlawful to do so.

This page provides you with an overview of the services provided by different entities belonging to Funderbeam Group. In this page, we generally refer to the group as “Funderbeam”, “we”, “us” or “our”.

It is important to note that funds are raised, investments are made and trade orders are placed through three investment firm service provider entities: Funderbeam Markets AS (FBAS) (authorised and regulated by the Estonian Financial Supervision Authority under permit 4.1-1/212), Funderbeam Markets Limited (FML (authorised and regulated by the UK Financial Conduct Authority under FRN 794918), and Funderbeam Markets Pte. Ltd., (FB Pte) (licensed and regulated by the Monetary Authority of Singapore under Capital Markets Services (CMS) license CMS100863). FBAS and FML are MIFID investment firms.

A Funderbeam client (whether investor or company) is a client of the service provider and under the protection of the requirements of the regulator under which that service provider operates: An EEA client’s service provider is FBAS, a UK/ non-EEA/ non-Singapore client’s service provider is FML, and a Singapore client’s service provider is FB Pte.

The Marketplace is operated as an organised market by Funderbeam Markets Pte. Ltd., in Singapore as a Recognised Market Operator (RMO) under the supervision of the Monetary Authority of Singapore. FBAS and FML are Trading Members of the RMO’s Marketplace. Access to the Marketplace for EEA and non-EEA clients is only provided by and through such clients’ service provider (ie FBAS or FML). The Marketplace does not provide services directly to investors outside Singapore.

With respect to any securities or investments offered by a US domiciled Fundraising Company, by visiting this site you confirm you are not a US resident or US person (as defined in Regulation S of the U.S. Securities Act of 1933) and you understand and agree that you are not acquiring any Investments for the account or benefit of any such US resident or US person. No investment opportunity in a US domiciled Fundraising Company is directed at US persons.