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What are Over the Counter Transactions?

Funderbeam offers a direct trading service called Over the Counter (OTC), which is a type of off-marketplace transaction between two parties. Both the buyer and the seller must agree to the transaction details and have available funds to cover the fees as listed in the fee schedule.

Making an OTC Transaction

For a successful OTC transaction, both parties need to submit an order on the platform.

To place an OTC order, follow these steps:

  1. While logged in, navigate to Portfolio → Orders
  2. Click “Place OTC order” at the top of the page.
  3. Use the search field to find the instrument you want to buy or sell.
  4. Enter the transaction details such as the amount, price, and expiration date.
  5. Enter the details of the counter-party. Please note that the counter-party must have a verified Funderbeam account.
  6. Choose the type of the transfer:
    1. Delivery vs Payment (DVP) – the securities and the funds change hands simultaneously.
    2. Free Of Payment (FOP) – the seller transfers the securities without receiving any payment from the buyer.
  7. Click “Submit”.

Funderbeam will then notify the counter-party to fill a counter-order. Once they have done so, Funderbeam will review the transaction details and complete the transaction.

You can follow your pending OTC transactions from your Dashboard.

Once the transaction is complete, both parties will be notified via email.

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The information about the investment opportunities profiled on this website is provided for general information and marketing purposes only and should not be considered an invitation or inducement to engage in any investment activity. Complete and comprehensive information about an investment opportunity is only available to investors who have been approved by a Funderbeam group entity

You should ensure you carefully read the Risk Disclosure Statement before deciding to proceed with any investment or transaction, including making a purchase of securities via the Marketplace. Funderbeam has taken steps to ensure that company and securities offering information is clear, fair and not misleading in accordance with its internal verification procedures. Funderbeam does not provide investment advice or any recommendation to invest. Any investment opportunity on this website should not be considered as an offer to the public and is not directed at or offered to anyone to whom it may not be so directed or offered, or located in a jurisdiction where it is unlawful to do so.

This page provides you with an overview of the services provided by different entities belonging to Funderbeam Group. In this page, we generally refer to the group as “Funderbeam”, “we”, “us” or “our”.

It is important to note that funds are raised, investments are made and trade orders are placed through three service provider entities: Funderbeam Markets AS (FBAS) (authorised and regulated by the Estonian Financial Supervision Authority under permit 4.1-1/212), Funderbeam Markets Limited (FML (authorised and regulated by the UK Financial Conduct Authority under FRN 794918), and (for trade orders only) Funderbeam Markets Pte. Ltd., (FB Pte). FBAS and FML are MIFID investment firms.

A Funderbeam client (whether investor or company) is a client of the service provider and under the protection of the requirements of the regulator under which that service provider operates: An EEA client’s service provider is FBAS, a UK/ non-EEA/ non-Singapore client’s service provider is FML, and a Singapore client’s service provider is FB Pte.

The Marketplace is operated as an organised market by Funderbeam Markets Pte. Ltd., in Singapore as a Recognised Market Operator (RMO) under the supervision of the Monetary Authority of Singapore. FBAS and FML are Trading Members of the RMO’s Marketplace. Access to the Marketplace for EEA and non-EEA clients is only provided by and through such clients’ service provider (ie FBAS or FML). The Marketplace does not provide services directly to investors outside Singapore.

With respect to any securities or investments offered by a US domiciled Fundraising Company, by visiting this site you confirm you are not a US resident or US person (as defined in Regulation S of the U.S. Securities Act of 1933) and you understand and agree that you are not acquiring any Investments for the account or benefit of any such US resident or US person. No investment opportunity in a US domiciled Fundraising Company is directed at US persons.